Street name securities

Results: 122



#Item
31Privacy Act / Privacy law / United States administrative law / Social Security / Payroll / Federal Insurance Contributions Act tax / Freedom of Information Act / U.S. Securities and Exchange Commission / Income tax in the United States / Withholding taxes / Government / Politics of the United States

SEC-15 SYSTEM NAME: Payroll, Attendance, Retirement and Leave Records. SYSTEM LOCATION: 1. Payroll files, retirement case files, time and attendance reports, and service history files: SEC, 100 F Street, NE, Washington,

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Source URL: www.sec.gov

Language: English - Date: 2010-05-21 17:16:23
32United States Securities and Exchange Commission / Security / Financial regulation / Financial economics / Financial system / U.S. Securities and Exchange Commission / United States securities law / 73rd United States Congress / Securities Exchange Act

#..SEC-49 System name: Broker-Dealer Records. System location: Records filed before August 16, 1999: SEC, 450 Fifth Street, NW, Washington, DC 20549; and Records filed on or after August 16, 1999:

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Source URL: www.sec.gov

Language: English - Date: 2007-08-24 14:36:05
33Records management / Privacy Act / U.S. Securities and Exchange Commission / Business / Accountability / Freedom of Information Act / Freedom of information legislation / Government

SEC-48 SYSTEM NAME: Fitness Center Membership, Payment, and Fitness Records SEC Employee’s Health and Fitness Program Records. SYSTEM LOCATION: Securities and Exchange Commission, 100 F Street NE, Washington, DC 20549.

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Source URL: www.sec.gov

Language: English - Date: 2012-05-14 16:36:14
34Email / Internet privacy / Inspector General / Computing / United States Postal Service / Corporate crime / U.S. Securities and Exchange Commission / Internet

#...SEC-52 SYSTEM NAME: Visitor Badge and Employee Day Pass System. SYSTEM LOCATION: U.S. Securities and Exchange Commission, 100 F Street, NE., Washington, DC 20549.

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Source URL: www.sec.gov

Language: English - Date: 2007-08-24 14:37:50
35Corporate crime / U.S. Securities and Exchange Commission / United States securities law / Government / Freedom of Information Act / Security / Government procurement in the United States / Privacy Act / Investor Protection and Securities Reform Act / United States administrative law / Law / Politics of the United States

SEC-14 SYSTEM NAME: SEC Financial and Acquisition Management System SYSTEM LOCATION: 1. Securities and Exchange Commission, 100 F Street, NE, Washington, DC[removed]Files may also be maintained in the Commission’s Regio

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Source URL: www.sec.gov

Language: English - Date: 2012-05-14 16:46:45
36U.S. Securities and Exchange Commission / Securities Exchange Act / Law / Securities regulation in the United States / Municipal Securities Rulemaking Board / Securities and Exchange Commission / Securities Commission / Freedom of Information Act / Mutual fund scandal / United States securities law / Government / Financial regulation

SEC-42 SYSTEM NAME: Enforcement Files. SYSTEM LOCATION: Securities and Exchange Commission, 100 F Street, NE, Washington, DC[removed]Files may also be maintained in the Commission’s Regional Offices that conducted an in

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Source URL: www.sec.gov

Language: English - Date: 2011-07-21 17:38:25
37United States securities law / Public records / Security / Financial regulation / Law / Government / Freedom of Information Act / Investor Protection and Securities Reform Act / Corporate crime / U.S. Securities and Exchange Commission / Privacy Act

SEC-56 SYSTEM NAME: Mailing, Contact and Other Lists. SYSTEM LOCATION: Securities and Exchange Commission, 100 F Street, NE, Washington, DC[removed]Records are also maintained in the SEC Regional Offices.

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Source URL: www.sec.gov

Language: English - Date: 2009-10-02 15:20:07
38Freedom of information legislation / Public records / Law / Government / Ethics / Dodd–Frank Wall Street Reform and Consumer Protection Act / Investor Protection and Securities Reform Act / Corporate crime / U.S. Securities and Exchange Commission / Freedom of Information Act

#..SEC-37 System name: Automated Personnel Management Information System--SEC. System location: Securities and Exchange Commission, Washington, DC[removed]Categories of individuals covered by the system:

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Source URL: www.sec.gov

Language: English - Date: 2007-08-24 14:02:53
39Privacy Act / Law / U.S. Securities and Exchange Commission / Ethics / Internet privacy / Classified information / Identity theft / Records management / Government / Freedom of Information Act / Freedom of information legislation

SEC-38 SYSTEM NAME: Disciplinary and Adverse Actions, Employee Conduct, and Labor Relations Files. SYSTEM LOCATION: Securities and Exchange Commission, Office of Human Resources100 F Street NE, Washington, DC[removed].

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Source URL: www.sec.gov

Language: English - Date: 2011-07-21 17:40:22
40Digital photography / Digital image / Marketing / Telecommunications engineering / Science / Library science / Library / Digitizing

#....SEC-54 SYSTEM NAME Photographic Files. SYSTEM LOCATION: Securities and Exchange Commission, 100 F Street, NE., Washington, DC 20549.

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Source URL: www.sec.gov

Language: English - Date: 2007-08-24 14:38:56
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