Street name securities - PDFSEARCH.IO - Document Search Engine

Street name securities
Results: 122

#	Item
31	SEC-15 SYSTEM NAME: Payroll, Attendance, Retirement and Leave Records. SYSTEM LOCATION: 1. Payroll files, retirement case files, time and attendance reports, and service history files: SEC, 100 F Street, NE, Washington, Add to Reading List Source URL: www.sec.gov Language: English - Date: 2010-05-21 17:16:23 Privacy Act Privacy law United States administrative law Social Security Payroll Federal Insurance Contributions Act tax Freedom of Information Act U.S. Securities and Exchange Commission Income tax in the United States Withholding taxes Government Politics of the United States
32	#..SEC-49 System name: Broker-Dealer Records. System location: Records filed before August 16, 1999: SEC, 450 Fifth Street, NW, Washington, DC 20549; and Records filed on or after August 16, 1999: Add to Reading List Source URL: www.sec.gov Language: English - Date: 2007-08-24 14:36:05 United States Securities and Exchange Commission Security Financial regulation Financial economics Financial system U.S. Securities and Exchange Commission United States securities law 73rd United States Congress Securities Exchange Act
33	SEC-48 SYSTEM NAME: Fitness Center Membership, Payment, and Fitness Records SEC Employee’s Health and Fitness Program Records. SYSTEM LOCATION: Securities and Exchange Commission, 100 F Street NE, Washington, DC 20549. Add to Reading List Source URL: www.sec.gov Language: English - Date: 2012-05-14 16:36:14 Records management Privacy Act U.S. Securities and Exchange Commission Business Accountability Freedom of Information Act Freedom of information legislation Government
34	#...SEC-52 SYSTEM NAME: Visitor Badge and Employee Day Pass System. SYSTEM LOCATION: U.S. Securities and Exchange Commission, 100 F Street, NE., Washington, DC 20549. Add to Reading List Source URL: www.sec.gov Language: English - Date: 2007-08-24 14:37:50 Email Internet privacy Inspector General Computing United States Postal Service Corporate crime U.S. Securities and Exchange Commission Internet
35	SEC-14 SYSTEM NAME: SEC Financial and Acquisition Management System SYSTEM LOCATION: 1. Securities and Exchange Commission, 100 F Street, NE, Washington, DC[removed]Files may also be maintained in the Commission’s Regio Add to Reading List Source URL: www.sec.gov Language: English - Date: 2012-05-14 16:46:45 Corporate crime U.S. Securities and Exchange Commission United States securities law Government Freedom of Information Act Security Government procurement in the United States Privacy Act Investor Protection and Securities Reform Act United States administrative law Law Politics of the United States
36	SEC-42 SYSTEM NAME: Enforcement Files. SYSTEM LOCATION: Securities and Exchange Commission, 100 F Street, NE, Washington, DC[removed]Files may also be maintained in the Commission’s Regional Offices that conducted an in Add to Reading List Source URL: www.sec.gov Language: English - Date: 2011-07-21 17:38:25 U.S. Securities and Exchange Commission Securities Exchange Act Law Securities regulation in the United States Municipal Securities Rulemaking Board Securities and Exchange Commission Securities Commission Freedom of Information Act Mutual fund scandal United States securities law Government Financial regulation
37	SEC-56 SYSTEM NAME: Mailing, Contact and Other Lists. SYSTEM LOCATION: Securities and Exchange Commission, 100 F Street, NE, Washington, DC[removed]Records are also maintained in the SEC Regional Offices. Add to Reading List Source URL: www.sec.gov Language: English - Date: 2009-10-02 15:20:07 United States securities law Public records Security Financial regulation Law Government Freedom of Information Act Investor Protection and Securities Reform Act Corporate crime U.S. Securities and Exchange Commission Privacy Act
38	#..SEC-37 System name: Automated Personnel Management Information System--SEC. System location: Securities and Exchange Commission, Washington, DC[removed]Categories of individuals covered by the system: Add to Reading List Source URL: www.sec.gov Language: English - Date: 2007-08-24 14:02:53 Freedom of information legislation Public records Law Government Ethics Dodd–Frank Wall Street Reform and Consumer Protection Act Investor Protection and Securities Reform Act Corporate crime U.S. Securities and Exchange Commission Freedom of Information Act
39	SEC-38 SYSTEM NAME: Disciplinary and Adverse Actions, Employee Conduct, and Labor Relations Files. SYSTEM LOCATION: Securities and Exchange Commission, Office of Human Resources100 F Street NE, Washington, DC[removed]. Add to Reading List Source URL: www.sec.gov Language: English - Date: 2011-07-21 17:40:22 Privacy Act Law U.S. Securities and Exchange Commission Ethics Internet privacy Classified information Identity theft Records management Government Freedom of Information Act Freedom of information legislation
40	#....SEC-54 SYSTEM NAME Photographic Files. SYSTEM LOCATION: Securities and Exchange Commission, 100 F Street, NE., Washington, DC 20549. Add to Reading List Source URL: www.sec.gov Language: English - Date: 2007-08-24 14:38:56 Digital photography Digital image Marketing Telecommunications engineering Science Library science Library Digitizing